2011 News Releases

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Broadridge Launches its PROactive Fee & Commission Management Solution in Asia Pacific
December 13, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the Asia Pacific launch of its PROactiveTM Fee & Commission Manager solution to help financial organizations including banks, brokers-dealers and investment management firms in the region that are seeking to reduce their trading costs.

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Paladyne Systems Appoints William Kelly as Global Head of Sales
December 7, 2011
Paladyne Systems, a Broadridge Company (NYSE:BR) and a leading provider of next generation investment management solutions, today announced that William Kelly has joined the company as Global Head of Sales.

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Singapore Exchange and Broadridge Sign Agreement to Transform Proxy Voting and Shareholder Communications Process in Singapore
December 1, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that it has signed an agreement with Singapore Exchange (SGX) to jointly introduce a new service that will bring greater transparency, accuracy and efficiency to the shareholder communications and proxy process in Singapore. 

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Broadridge Introduces End-to-End Trade Processing Integration with CDS Clearing and Depository Services Inc.
November 30, 2011
Broadridge Financial Solutions, Inc. today announced that Broadridge’s Securities Processing Solutions Fixed Income Division has expanded its ClearanceProSM processing capabilities to integrate with CDS Clearing and Depository Services Inc. (CDS), Canada's national securities depository, clearing and settlement hub.

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Broadridge Connects to Chi-X in Australia Through New Multi-Market Broker Trading Connectivity Solution
November 29, 2011
Broadridge Financial Solutions, Inc. today announced that, beginning October 31, 2011, users of its SUMMIT stockbroking and accounting solution for the Australian equities market are able to take full advantage of Broadridge’s new broker trading connectivity tool to process trades executed on the recently launched Chi-X alternative exchange in Australia. 

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Broadridge Declares Dividend
November 16, 2011
Broadridge Financial Solutions, Inc. announced today that its Board of Directors has declared a quarterly cash dividend of $0.16 per share.

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Edward Jones Chooses Broadridge Canada’s New Issue Fulfillment Solution
November 15, 2011
Broadridge Financial Solutions, Inc. today announced that Edward Jones has chosen Broadridge Canada’s New Issue Fulfillment solution for the communication and delivery of transaction confirmations and required compliance documents for new issue equity and fixed income products in Canada.

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Sun Life Global Investments Selects Broadridge Canada’s Smart Fund Facts Solution
November 8, 2011
Broadridge Financial Solutions, Inc. today announced that Sun Life Global Investments (Canada) Inc. has started an initiative to use Broadridge Canada’s Smart Document Creation solution for the automated creation of regulatory Point-of-Sale (POS) Fund Facts documents.

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Broadridge Reports First Quarter Fiscal Year 2012 Results
November 3, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financial results for the first quarter of its fiscal year 2012.

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Broadridge CEO to Present at the J.P. Morgan Ultimate Services Investor Conference
October 31, 2011
Broadridge Financial Solutions, Inc. today announced that Richard J. Daly, Chief Executive Officer, is scheduled to present at the J.P. Morgan Ultimate Services Investor Conference on Wednesday, November 9, 2011, at 9:45am ET, to be held at the J.P. Morgan Conference Center in New York City.

Broadridge to Webcast First Quarter Fiscal Year 2012 Earnings Release Conference Call on November 3, 2011
October 20, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) is scheduled to release its financial results for the first fiscal quarter ended September 30, 2011, before the opening of the New York Stock Exchange on Thursday, November 3, 2011.

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Broadridge Canada Announces BR Mobile for Financial Advisors
October 18, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the availability of the BR Mobile solution for financial advisors in Canada, as a new product offering for Canadian securities dealers using Broadridge’s Dataphile solution set.

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Société Générale Selects Broadridge’s Comprehensive BPO and Technology Solutions
September 28, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that Société Générale selected Broadridge as one of its key strategic partners for a range of technology and outsourcing services for the firm’s U.S. broker-dealer, SG Americas Securities, LLC.

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Charles Schwab Enhances Sales Reporting for Mutual Funds -- Broadridge’s Access Data to Deliver New Capabilities --
September 21, 2011
Broadridge Financial Solutions, Inc. (NYSE: BR) announced today that Charles Schwab (NYSE:  SCHW) has partnered with Access Data, a Broadridge Company, to be the sole provider of a new technology portal that will significantly expand upon the sales reporting and data analytic capabilities Schwab currently provides to more than 600 mutual fund sponsors on its Schwab Mutual Fund OneSource® and Mutual Fund Marketplace® platforms.

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Broadridge Extends its International Commitment to SWIFT and Gains New Accreditations for Reconciliation and Corporate Treasury Solutions
September 19, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that it has extended its participation in the SWIFTReady accreditation process through two awards for its international solutions.

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Broadridge Announces Extension of Gloss Solution’s International Multi-Asset Processing Capabilities to Include Exchange-Traded Futures and Interest Rate Swaps
September 19, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that it is extending the range of multi-asset processing capabilities of its Gloss international transaction processing solution. 

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Broadridge and InGovern Announce Alliance for Sales and Distribution of Proxy Research and Vote Recommendations for Listed Companies in India
September 15, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) and InGovern Research Services Pvt. Ltd today jointly announced an alliance for the sale and distribution of InGovern’s proxy research and vote recommendations for listed Indian companies through Broadridge’s ProxyEdge® voting platform.

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Broadridge Acquires Paladyne Systems, a Leading Provider of Buy-Side Technology And Services
September 8, 2011
To significantly expand its services to buy-side clients, Broadridge Financial Solutions (NYSE:BR) today announced the acquisition of Paladyne Systems for approximately $76.5 million in consideration subject to various adjustments.

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Broadridge Garners Industry Awards
August 31, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) is pleased to announce that it recently garnered three awards from respected technology services organizations.

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Broadridge Announces ATM Reconciliation Module for Banks
August 24, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the launch of new functionality within its PROactive solution suite for the reconciliation and automated exception handling of ATM activity.

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Art Weinbach to Retire from Broadridge’s Board
August 23, 2011
Arthur F. Weinbach, Chairman, has informed the board of directors of Broadridge Financial Solutions, Inc. (NYSE:BR) that he will retire as a director of Broadridge, effective after the company’s 2011 annual meeting of stockholders.

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Broadridge Releases the First Mobile ProxyVote Platform to Canadian Shareholders Who Can Now Vote on Smart Phones and Other Mobile Devices
August 22, 2011
Proxy voting moves to the next generation of advanced technology with today’s announcement by Broadridge Financial Solutions, Inc. (NYSE:BR) that its ProxyVote®.com platform will now be available on mobile data devices such as smart phones and tablets for Canadian shareholders. 

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Broadridge Appoints Stefanie Shelley as Chief Marketing Officer
August 15, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) announced today that it has appointed Stefanie Shelley as its Chief Marketing Officer, effective immediately.

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Broadridge Reports Fourth Quarter and Fiscal Year 2011 Results
August 11, 2011
Broadridge Financial Solutions, Inc. today reported financial results for the fourth quarter and fiscal year 2011. 

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Broadridge Saves Corporate Issuers More Than $508 Million This Proxy Season  
August 4, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR), the nation’s largest investor communications company, estimates that it saved corporate issuers an unprecedented $508 million this proxy season, compared to $446 million during last year’s proxy season, through the use of its cutting-edge technologies. 

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Broadridge to Webcast Fiscal Year 2011 Earnings Release Conference Call on August 11, 2011
July 28, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) is scheduled to release its financial results for the fiscal quarter and fiscal year ended June 30, 2011, before the opening of the New York Stock Exchange on Thursday, August 11, 2011.

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Broadridge Canada Announces Enhanced Smart Securities Offering
July 26, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the release of an enhanced version of its Smart Securities offering in Canada, which will now include New Issue Document Fulfillment.

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Broadridge and CTI Form Strategic Alliance to Provide Advanced Tax Reporting and Compliance Solutions
July 18, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) and Compliance Technologies International, LLP (CTI) jointly announce that they have entered into a partnership that integrates Broadridge’s Tax Managed Services (TMS) with CTI’s Tax Withholding software.

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Broadridge’s Forefield Signs an Agreement with CUNA Brokerage Services
July 6, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) announced today that its Forefield division has signed a five-year agreement with CUNA Brokerage Services™ to provide a suite of web-based education and marketing solutions for their 600 financial advisors.

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Broadridge Strengthens Team as Market Demand to Streamline Processing Operations Increases - Two New Hires Sees Company Expand European Infrastructure, Promoting Business Growth
June 28, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the appointment of two new executives to expand and grow its business in line with industry demand.

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Broadridge Hires Jay Pila to Spearhead Growth of its International Securities Processing and Reconciliation Solutions Business in North America
June 23, 2011
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the appointment of Jay Pila as SVP and General Manager of its Securities Processing Solutions, International business for the Americas, responsible for driving growth initiatives for Broadridge’s international processing solution range for banks and brokers, investment managers and corporate treasurers.

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Broadridge Launches Gloss Prime Broker Solution to Meet Industry Demand for Operational Efficiency and Process Transparency
June 20, 2011
Broadridge Financial Solutions, Inc. today announced the launch of its post-execution processing solution for prime brokers and investment banks. Based on the market leading multi-currency trade processing and settlement platform, Gloss, the new solution offers international transaction settlement and real-time custody and financing services, enabling firms to boost reporting transparency and increase efficiency of operational processes.

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TowerGroup Report Reveals Market Challenges are Creating New Expectations for Outsourcing in Financial Services
June 7, 2011
Business Process Outsourcing (BPO) in the financial services industry has entered a new era: one in which streamlining business processes and reducing costs are not enough.

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Broadridge Launches New Informational Micro-Site for Issuers
June 6, 2011
Broadridge Financial Solutions, Inc. announced today that its Investor Communication Solutions business in Canada has launched its informational micro-site, “Charting the Course."

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Penson Goes Live with Broadridge Canada’s Brokerage Processing Services Solution
May 27, 2011
Broadridge Financial Solutions, Inc. today announced that Penson Financial Services Canada Inc. is now operating live on Broadridge Canada’s Brokerage Processing Services (BPS®) solution and investor communication solutions for its securities processing and brokerage accounting businesses. 

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Broadridge and Euroclear complete agreement to offer new end-to-end proxy voting service
May 11, 2011
Broadridge Financial Solutions, Inc. today announced that it has signed an agreement with Euroclear to jointly strengthen shareholders’ governance rights by making it easier for investors to vote electronically at company general meetings. 

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Broadridge CEO to Present at the J.P. Morgan 39th Annual Technology, Media and Telecom Conference
May 10, 2011
Broadridge Financial Solutions, Inc. today announced that Richard J. Daly, Chief Executive Officer, is scheduled to present at the J.P. Morgan 39th Annual Technology, Media and Telecom Conference on Monday, May 16, 2011, at 1:30pm ET, to be held at the Westin Copley Place in Boston. 

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Broadridge Reports Third Quarter Fiscal Year 2011 Results
May 10, 2011
Broadridge Financial Solutions, Inc. today reported financial results for the third quarter of its fiscal year 2011. 

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Broadridge CEO to Present at the Jefferies 2011 Global Technology, Internet, Media and Telecom Conference
May 6, 2011
Broadridge Financial Solutions, Inc. today announced that Richard J. Daly, Chief Executive Officer, is scheduled to present at the Jefferies 2011 Global Technology, Internet, Media and Telecom Conference on Thursday, May 12, 2011, at 11:10am ET, to be held at the Four Seasons Hotel in New York City.

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Broadridge Declares Dividend
May 3, 2011
Broadridge Financial Solutions, Inc. announced today that its Board of Directors has declared a quarterly cash dividend of $0.15 per share.

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Broadridge To Webcast Third Quarter Fiscal Year 2011 Earnings Release Conference Call On May 10, 2011
April 19, 2011
Broadridge Financial Solutions, Inc. is scheduled to release its financial results for the third fiscal quarter ended March 31, 2011, before the opening of the New York Stock Exchange on Tuesday, May 10, 2011.

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Broadridge Launches Affiliate Matching & Settlement Solution
April 18, 2011
Broadridge Financial Solutions, Inc. today announced the launch of its unique international Affiliate Matching & Settlement solution.

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BPO is a Hot Topic for Broadridge at the TowerGroup/CEB Annual Conference
April 12, 2011
As global financial services firms continue to integrate business process outsourcing (BPO) into their business models, leading BPO provider Broadridge Financial Solutions, Inc. will present emerging BPO trends and delivery models at the 2011 TowerGroup/CEB Annual Financial Services Strategy & Technology Conference & Exhibition on April 13-15, 2011, in Boston.

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Broadridge in Japan Announces Agreement with Mitsui Knowledge Industry (MKI), and New Bank of Japan Connectivity
April 5, 2011
Broadridge Financial Solutions, Inc. today announced that it has concluded a software purchase agreement with Mitsui Knowledge Industry Company Limited (MKI) in Japan.

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Broadridge Financial Solutions, Inc. CEO Calls for Nationwide Effort to Increase Individual Shareholder Voting
March 29, 2011
In remarks before t he National Press Club this morning, the chief executive of the nation’s largest shareholder communications company called on all CEOs to encourage individual shareholders, including employee shareholders, to vote their proxies.

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Broadridge Launches Enhanced Gloss for Fixed Income Processing
March 15, 2011
Broadridge Financial Solutions, Inc. today announced it has substantially enhanced the fixed income and financing functionality of its leading multi-asset trade processing and settlement solution, Gloss.

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Broadridge Launches Mobile Voting on Major Mobile Platforms
March 10, 2011
Broadridge Financial Solutions Inc. announced today that Mobile ProxyVote®.com is now live and available for proxy voting and compatible with an array of market-leading mobile devices, including Verizon’s new Apple iPhone® 4, as well as the BlackBerry®, Android®, Microsoft® , tablets and, other smartphone platforms.

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Broadridge Achieves a Record Year in 2010 for Fixed Income Processing Platform Implementations
March 9, 2011
Broadridge Financial Solutions, Inc. today announced that 2010 was a record year for client implementations of its industry-leading fixed income securities processing platform.

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Broadridge’s Women’s Leadership Forum Hosts a Women’s Leadership Presentation and Reception at the 59th Annual Securities Industry Institute® at Wharton
March 7, 2011
Broadridge Financial Solutions, Inc. today announced that its Women’s Leadership Forum will host a first of its kind Women’s Leadership session on Tuesday March 8, 2011, at SIFMA’s 59th Annual Securities Industry Institute® (SII) held at The Wharton School of the University of Pennsylvania.

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Broadridge’s Access Data Introduces Unique Tax Management Solution for Mutual Funds and ETFs
February 28, 2011
Broadridge Financial Solutions, Inc. today announced a unique tax management solution providing mutual fund managers and ETF sponsors access to data to accurately calculate state tax obligations.

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Broadridge Reports Second Quarter Fiscal Year 2011 Results
February 8, 2011
Broadridge Financial Solutions, Inc. today reported financial results for the second quarter of its fiscal year 2011.

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Broadridge Declares Dividend
February 1, 2011
Broadridge Financial Solutions, Inc. announced today that its Board of Directors has declared a quarterly cash dividend of $0.15 per share.

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Broadridge To Webcast Second Fiscal Year 2011 Earnings Release Conference Call On February 8, 2011
January 18, 2011
Broadridge Financial Solutions, Inc. is scheduled to release its financial results for the second fiscal quarter ended December 31, 2010, before the opening of the New York Stock Exchange on Tuesday, February 8, 2011.

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Broadridge Extends Gloss Multi-Asset Processing to Include Contracts for Difference (CFDs)
January 18, 2011
In response to the industry requirement for increased multi-asset processing efficiencies, Broadridge Financial Solutions, Inc. today announced that it is introducing new processing capabilities for contracts for difference instruments (CFDs), extending the range of business functionality available through its international transaction processing solution, Gloss.

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Broadridge Completes Acquisition of Matrix Financial Solutions, Inc.
January 7, 2011
Broadridge Financial Solutions, Inc. today announced the closing of its acquisition of Matrix Financial Solutions, Inc., the leading independent provider of mutual fund processing solutions for the defined contribution market.

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Broadridge Expands Multi-Channel Communications Offerings
January 6, 2011
Broadridge Financial Solutions continues to expand its multi-channel communications offerings by adding another distribution channel to its portfolio of communication solutions with the introduction of Pitney Bowes’ new Volly™ secure digital delivery service.

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DBS Bank Selects Broadridge’s Fixed Price Approach For Cash Reconciliation
January 5, 2011
Broadridge Financial Solutions, Inc. today announced that its recently acquired business, Broadridge City Networks, has signed DBS Bank as a new user of the PROactiveTM Reconciliation solution.

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