2009 News Releases
Union Bank, N.A., Live on Broadridge's International Proxy Processing Services to Manage Its International Proxy Business
December 15, 2009
Broadridge Financial Solutions, Inc. today announced that Union Bank, N.A., has commenced live operations on Broadridge's Global Proxy processing solution across its Institutional Trust & Custody Services group.

Broadridge CEO to Present at JP Morgan’s SMid Cap Conference
November 20, 2009
Broadridge Financial Solutions, Inc. today announced that Richard J. Daly, Chief Executive Officer, is scheduled to present at JP Morgan’s SMid Cap Conference on Wednesday, December 2, 2009, at 4:30pm ET, to be held at the JP Morgan Conference Center in New York City.

Broadridge Declares Dividend
November 18, 2009
Broadridge Financial Solutions, Inc. announced today that its Board of Directors has declared a quarterly cash dividend of $0.14 per share.

Geneos Wealth Management Selects Broadridge’s Investigo® Data Model
November 16, 2009
Broadridge Financial Solutions, Inc. today announced that Geneos Wealth Management has replaced its legacy data model with Broadridge’s Investigo Data Model (IDM).

Broadridge Ranked #1 Brokerage Process Outsourcing Services Provider in the
Black Book of Outsourcing for Second Consecutive Year
November 10, 2009
Broadridge Financial Solutions, Inc. has been ranked the #1 Brokerage Services Outsourcing Provider for the second year in a row in the Black Book of Outsourcing, an annual report published by Brown-Wilson Group, a Datamonitor company.

Broadridge Appoints Richard J. Haviland as Lead Director of Its Board of Directors
November 9, 2009
Broadridge Financial Solutions, Inc. today announced the appointment of Richard J. Haviland as Lead Director of its Board of Directors effective immediately.

Broadridge Reports First Quarter Fiscal Year 2010 Results
November 2, 2009
Broadridge Financial Solutions, Inc. a leading global provider of technology-based solutions to the financial services industry, today reported net revenues of $457.9 million, net earnings of $26.4 million, and fully-diluted earnings per share of $0.19 for the first quarter ended September 30, 2009.

Broadridge to Webcast First Quarter Fiscal Year 2010 Earnings Release
October 22, 2009
Broadridge Financial Solutions, Inc. is scheduled to release its financial results for the first fiscal quarter ended September 30, 2009, before the opening of the New York Stock Exchange on Tuesday, November 3, 2009.

Broadridge's MBS Expert® Certified CCP Phase 3 Compliant by Fixed Income Clearing Corp.
September 16 , 2009
Broadridge Financial Solutions, Inc. today announced that it has become the first service provider to be certified as fully-compliant by the Fixed Income Clearing Corporation (FICC), a subsidiary of The Depository Trust & Clearing Corporation (DTCC), for implementation of the FICC's new Central Counterparty services (CCP), scheduled to launch in the Fall of 2009.

Broadridge CEO to Present at 2009 Bank of America Merrill Lynch Smid Cap Conference
September 15 , 2009
Broadridge Financial Solutions, Inc. today announced that Richard J. Daly, Chief Executive Officer, is scheduled to present at the Bank of America Merrill Lynch Smid Cap Conference on Monday, September 21, 2009, at 1:40pm ET, to be held at the InterContinental Hotel in Boston.

Broadridge Announces Enhancements and New Customers For Its International SWIFT Service Bureau
September 14 , 2009
Broadridge Financial Solutions, Inc. today announced a range of enhancements to its international SWIFT Service Bureau and commitments from new customers that have committed to use the service.

Broadridge Japan Appoints Hideyuki Takahashi as Sales Director
September 9 , 2009
Broadridge Financial Solutions, Inc. today announced that as it has appointed Hideyuki Takahashi as sales director within its international division in Japan.

Broadridge and NewRiver Deliver Summary Prospectus Solutions to the Mutual Fund Industry
September 9 , 2009
Broadridge Financial Solutions, Inc. and NewRiver today announced a comprehensive solution to the SEC’s newly-enacted summary prospectus rule that combines Broadridge’s best in class inventory, print, fulfillment and householding capabilities with NewRiver’s patented electronic database to create a unique and highly valuable service offering.

Broadridge and DeltaConcept Announce Strategic Alliance
August 26, 2009
Broadridge Financial Solutions, Inc. today announced that it has formed an alliance with DeltaConcept sàrl. DeltaConcept, a global provider of integrated portfolio management solutions for financial institutions, and Broadridge have launched a Switzerland-based strategic alliance to offer a front-to-back integrated solution for private banks.

Broadridge Relocates Frankfurt Office to New Premises
August 24, 2009
Broadridge Financial Solutions, Inc. today announced that its Frankfurt office has relocated to a new, enhanced facility in order to better meet the demands of its growing business.

Broadridge Reports Fourth Quarter And Fiscal Year 2009 Results
August 11, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based solutions to the financial services industry, today reported financial results for fiscal year 2009 with earnings per share slightly above the mid-point of its previously-announced guidance range.

Broadridge To Webcast Fiscal Year 2009 Earnings Release Conference Call On August 11, 2009
July 17, 2009
Broadridge Financial Solutions, Inc. is scheduled to release its financial results for the fiscal year ended June 30, 2009, before the opening of the New York Stock Exchange on Tuesday, August 11, 2009.

Broadridge Launches Aspire® Suite of Applications for Enhanced Desktop Productivity
July 16, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions, announced the launch of Aspire, its full suite of desktop productivity solutions for broker-dealers and investment advisors.

Maryjo Charbonnier Appointed Chief Human Resources Officer for Broadridge (PDF)
July 14, 2009
Broadridge Financial Solutions, Inc. announced today that Maryjo Charbonnier has been appointed Corporate Vice President and Chief Human Resources Officer for the company.

TheMuniCenter, LLC Goes Live on Broadridge's Brokerage Accounting Solution
June 24, 2009
Broadridge Financial Solutions, Inc. announced today that TheMuniCenter, LLC (TMC), a leading electronic marketplace for fixed-income instruments, selected Broadridge to provide it with a suite of brokerage processing services.

Broadridge Enhances Global Reference Data Solution to Better Mitigate Risks (PDF)
June 22, 2009
Broadridge Financial Solutions, Inc. today announced the upgrade of its Global Reference Data Solution (GRDS). GRDS helps firms to reduce operational risk and downstream processing errors, while helping to minimize their overall data management expenditure.

Broadridge Introduces Global Corporate Actions Solution
June 22, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions to the financial services industry, announced the launch of its new Global Corporate Actions Solution (GCAS), a fully managed service that automates the entire corporate actions processing lifecycle.

Broadridge Announces the Latest Release of Gloss, Its International Securities Processing Platform
June 16, 2009
Broadridge Financial Solutions, Inc. today announced the latest release of Gloss, its international securities processing platform.

CalSTRS Turns to Broadridge for Electronic Voting Proxy Services
May 27, 2009
Broadridge Financial Solutions, Inc. today announced that the California State Teachers' Retirement System (CalSTRS) -- the nation's second-largest public pension fund and an advocate for good corporate governance -- has become the first institutional investor to pre-disclose their voting decisions through Broadridge's ProxyEdge® integrated vote recommendation service.

Broadridge Acquires Access Data Corp.
May 21, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology solutions to the financial services industry, today announced the acquisition of Access Data Corp. (“Access Data”).

Broadridge Announces New Service Portal For Its
International Shareholder Communication (ISC) Programme
May 19, 2009
Broadridge Financial Solutions, Inc. today announced that it has introduced a robust online service portal to its International Shareholder Communications (ISC) Programme, which is designed to provide optimal vote output for participating corporate issuers or their agents for all shareholder meetings.

Broadridge Launches Shareholder Education Website
May 12, 2009
Broadridge Financial Solutions, Inc. today announced the launch of a new shareholder education website (www.shareholdereducation.com) designed to provide retail shareholders with important information about the proxy voting process.

Broadridge Reports Third Quarter Fiscal Year 2009 Results
May 11, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions to the financial services industry, today reported net revenues of $481.2 million, net earnings of $40.9 million, and fully-diluted earnings per share of $0.29 for the third quarter ended March 31, 2009, which includes the benefit from a state tax credit of $7.3 million, or a $0.05 contribution to fully-diluted earnings per share.

Broadridge Declares Dividend
April 29, 2009
Broadridge Financial Solutions, Inc. announced today that its Board of Directors has declared a quarterly cash dividend of $0.07 per share.

Broadridge Announces the Launch of New and Upgraded Solutions at SIFMA’s 2009 Operations Conference & Exhibit
April 27, 2009
Broadridge Financial Solutions, Inc. today announced that it has introduced several new and upgraded solutions to the marketplace.

Broadridge to Webcast Third Quarter Fiscal 2009 Earnings Release Conference Call on May 11, 2009
April 17, 2009
Broadridge Financial Solutions, Inc. is scheduled to release its financial results for the third fiscal quarter ended March 31, 2009, before the opening of the New York Stock Exchange on Monday, May 11, 2009.

Broadridge Financial Solutions, Inc. Launches Online Investment Community Providing Legitimacy, Direct Access to Corporate Issuers and Expanded Value for Retail Investors
April 15, 2009
Broadridge Financial Solutions, Inc. , a leading global provider of technology-based outsourcing solutions to the financial services industry, announced today that Firstrade is the first broker-dealer to integrate its brokerage website with The Investor Network (www.theinvestornetwork.com), an online community dedicated to serving investors.

Intel Corporation Turns to Broadridge for Virtual Annual Meeting Capability and Shareholder Forum
April 8, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions, announced that Intel Corporation is the first corporation to use a number of Broadridge's new e-solutions aimed to meet Intel's goal of enhancing communications with its stockholders.

Broadridge and Beacon Announce Strategic Alliance to Address Liquidity Challenges in the Fixed-Income Market
March 31, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions to the financial services industry, and Beacon Capital Strategies, Inc., which operates a marketplace dedicated to providing liquidity and electronic trading in the less-liquid fixed-income market, today announced a multi-year strategic alliance.

Broadridge Introduces a Fully Integrated Solution for the Japanese Securities Market
March 23, 2009
Broadridge Financial Solutions, Inc. announced that its international service capability has been extended to include Japanese equities, convertible bonds and subscription rights processed by on-shore Japanese broker-dealer operations.

Broadridge Announces Strategic Alliance with Oracle Mantas to provide Industry Leading Web-Based Compliance Solution
March 18, 2009
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced a strategic alliance with Oracle Financial Services Software (Reuters: IFLX.BO & IFLX.NS) to offer a comprehensive best practices compliance solution for financial institutions using Oracle Mantas.

Broadridge Financial Solutions, Inc. and NewRiver, Inc. sign Agreement to Deliver
Summary Prospectus Fulfillment Solution to Brokerage Industry
March 16, 2009
The Investor Communication Solutions division of Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions to the financial services industry, and NewRiver, Inc. – creators of the leading central repository of mutual fund documents and data for financial services firms – today announced an agreement, whereby Broadridge will exclusively offer NewRiver’s Prospectus Express and Virtual Document Warehouse products for pre-sales and first-dollar deliveries in the brokerage market.

Information Mosaic Signs Strategic Partnership Deal With Global Outsourcing Provider Broadridge Financial Solutions, Inc.
March 16, 2009
Information Mosaic, the trusted provider of advanced custody, asset management and wealth management solutions that manage risk in the investor services industry, today signed a multi-year strategic partnership agreement with Broadridge Financial Solutions, Inc. a leading global provider of technology-based outsourcing solutions to the financial services industry.

Broadridge Reports Second Quarter Fiscal Year 2009 Results
February 3, 2009
Broadridge Financial Solutions, Inc., a leading global provider of technology-based outsourcing solutions to the financial services industry, today reported net earnings of $29.9 million and diluted earnings per share of $0.21 for the second quarter ended December 31, 2008, compared to net earnings of $28.9 million and diluted earnings per share of $0.21 for the comparable quarter of the previous fiscal year.

Broadridge Declares Dividend
January 26, 2009
Broadridge Financial Solutions, Inc. announced today that its Board of Directors has declared a quarterly cash dividend of $0.07 per share.

Broadridge to Webcast Second Quarter Fiscal 2009 Earnings Release
Conference Call on February 3, 2009
January 20, 2009
Broadridge Financial Solutions, Inc. is scheduled to release its financial results for the second fiscal quarter ended December 31, 2008, before the opening of the New York Stock Exchange on Tuesday, February 3, 2009.

Instinet Europe Selects Broadridge Financial Solutions' Gloss
January 14, 2009
Broadridge Financial Solutions, Inc. today announced that Instinet Europe Ltd, the European brokerage subsidiary of Instinet Incorporated, a global leader in electronic trading and agency-only brokerage services, has selected Broadridge's Gloss international securities processing solution.

Manulife Securities Selects Broadridge’s Dataphile Solution
Following Acquisition of Berkshire-TWC
January 5, 2009
Broadridge Financial Solutions, Inc. today announced that Canadian broker-dealer, Manulife Securities Inc. (a division of Manulife Financial) has successfully implemented Broadridge’s Dataphile solution for over 1,500 advisors in both its securities and mutual funds business segments.

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